Advisory clients’ uninvested dollars were automatically swept into bank accounts that paid paltry interest, but were ...

The U.S. Securities and Exchange Commission (SEC) on Friday said a pair of Wells Fargo Advisory firms and Merrill Lynch have ...

Investment adviser units of Wells Fargo & Co. and Bank of America Corp.’s Merrill shortchanged customers by funneling ...

In the enforcement actions announced Friday, the regulator said the two firms agreed to settle the charges without admitting ...

The units charged by the SEC consented to the entry of orders without admitting or denying the SEC's findings. Wells Fargo Clearing Services agreed to pay a civil penalty of $28 million, Wells Fargo ...

Welcome, and thank you for joining the Wells Fargo fourth-quarter 2024 earnings conference call. All lines have been placed ...

The Securities and Exchange Commission on Friday announced settled charges against registered investment advisers Wells Fargo Clearing Services ...

Regulators took the wirehouses to task for not having policies directing advisors to consider clients' best interests.

Wells Fargo & Company (NYSE:WFC), one of the largest banks in the United States, has been navigating a complex landscape of ...

Learn about Wells Fargo & Company's strong Q4 earnings, 2025 guidance, and stock performance, with insights on selling ...