The head of Finra, the brokerage industry’s self-regulatory organization, is trying to look past legal challenges to focus on ...

The U.S. Securities and Exchange Commission has lost 16% of its workforce since this time last year, two sources briefed on ...

Presidential adviser Elon Musk's Department of Government Efficiency (DOGE) is expanding its presence at the U.S. Securities ...

NEW YORK] Paul Atkins, the chair of the Securities and Exchange Commission (SEC), laid out his vision for overhauling the ...

Buyouts, layoffs, early retirements, and hiring freezes have added up to the steepest cuts in decades at the SEC and other ...

Workiva (NYSE: WK) developed a unique software platform that helps organizations bring their data together so they can create ...

and consumer protection in The Wall Street Journal's Washington bureau. Dave focuses on the Justice Department, Securities and Exchange Commission and other law enforcement agencies that ...

NEW YORK (Reuters) -Citadel Securities has sent the U.S. Securities and Exchange Commission a wish list for capital markets ...

“The U.S. capital markets are the envy of the ... Florida Republican said in a recent letter to incoming Securities and Exchange Commission Chair Paul Atkins. “It is alarming that Chinese ...

U.S. stocks drifted to a mixed finish as Wall Street and other financial markets wait for a highly anticipated meeting on ...