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Schwab ‘Evaluating’ Fee Hike on Referral Program for AdvisorsParticipation in a key Charles Schwab referral program could get a little more expensive for independent financial advisors. The company is considering whether to raise fees for registered ...
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With several custodians gearing to launch new RIA referral programs to challenge longstanding offerings from Fidelity and Schwab, access to these referrals is a growing strategic factor for M&A ...
Lockridge Grindal Nauen PLLP, a mid-sized law firm headquartered in Minneapolis, failed to honor a 15% referral fee agreement entitling an originating attorney to $660,000, a federal lawsuit alleges.
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