The retail brokerage business in the U.S. has become a game about scale: It’s dominated by a handful of large firms that have devoted themselves to delivering services cheaply. Zero-commission trades ...

Some brokerage firms are promoting 'event contracts,' which are essentially yes-or-no wagers on specific outcomes, blurring ...

The latest settlements bring Stifel’s liability for the former broker’s ill-fated structured notes strategy to more than $184 ...

The dual shocks of the 2022–2024 housing market downturn and the outcomes of significant litigation are now in the rearview mirror. In response, many brokerage firms have adapted their business models ...

Paul Kennedy’s 1987 book The Rise and Fall of the Great Powers examined how dominant world powers reached extraordinary global influence, only to experience significant declines— often due to shifting ...

Insurance brokerage firm Aon beat Wall Street estimates for third-quarter profit on Friday, amid robust demand for its ...

The brokerage industry self-regulator fines J.K. Financial Services $65,000 over alleged violations involving Form CRS, Reg ...

The Massachusetts Securities Division last week fired the latest salvo in the campaign to rid the brokerage industry of rogue brokers. The state announced a sweep of 241 securities firms with ...

Questrade Financial Group Inc has received a federal banking license from the Canadian banking regulator to launch digital bank Questbank, the Canadian brokerage firm said on Monday.