Discover how inter-dealer brokers facilitate large financial transactions, improve market liquidity, and offer anonymity in OTC markets, benefiting financial institutions.

Following a weeks-long survey process and months of anticipation after that, InvestmentNews is proud to reveal its list of 5-Star Broker-Dealers for 2024. Whether it’s by revenue earned, account ...

TP ICAP (TCAPI.L), the world's biggest inter-dealer broker, on Thursday forecast a 1% drop in full-year revenue and offered more details on a share issue to fund its previously announced acquisition ...

For advisors contemplating switching to a new broker-dealer, carefully evaluating the candidate firms' technology platforms is essential. Their robustness and capabilities can directly influence both ...

The broker-dealer subsidiary of Bank of Hawaii is partnering with Sorrento Pacific Financial to give the bank’s customers access to additional online tools, the two firms announced yesterday. Through ...

The Financial Industry Regulatory Authority is probing broker-dealer firms involved in taking small foreign companies public, the latest effort by a regulator to crack down on pump-and-dump schemes.

The Dutch neobank had applied for a banking license in 2023 but withdrew that bid over a “difference of views” among the OCC, ...

Dutch digital bank Bunq has secured a U.S. broker-dealer licence, reviving its ambitions to enter the American market after last year’s failed attempt to ...