Wondering how hard the Series 63 exam is? Here’s what to expect, how to prepare, and what really makes this state securities ...

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Imagine walking into a room to take an exam that you will likely fail, where the odds of success are stacked, at best, more than 3-to-1 against you? Is it madness to willingly put yourself in that ...

The more than 51,500 brokers who have failed the Series 63 exam are more likely to have disciplinary violations, according to an analysis by the Wall Street Journal. The newspaper’s review of the ...

The North American Securities Administrators Association, which represents state and provincial regulators in the U.S., Canada and Mexico, introduced its Exam Validity Extension Program, or EVEP, to ...

For advisors contemplating switching to a new broker-dealer, carefully evaluating the candidate firms' technology platforms is essential. Their robustness and capabilities can directly influence both ...